Who We Are
David Gaba
Mr. Gaba has an active practice representing both broker-dealers and consumers in routine and complex securities and insurance matters. Prior to joining the firm, Mr. Gaba was an Assistant Attorney General for the State of Washington handling complex state and federal litigation. He also serves as an Administrative Law Judge and as an arbitrator for the NYSE, FINRA, NFA, Pacific Stock Exchange, and American Arbitration Association. Dave also represents securities industry clients in employment matters and drafted and presented the FINRA employment law training to all FINRA arbitrators in Washington and Oregon. Mr. Gaba has a JD and MBA from the University of Nebraska, and still maintains his Series 65.